SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Baumgartner John A Jr

(Last) (First) (Middle)
222 PIEDMONT AVE., NE

(Street)
ATLANTA GA 30308

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/30/2004
3. Issuer Name and Ticker or Trading Symbol
OXFORD INDUSTRIES INC [ OXM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,174 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option 07/16/2004(1) 07/16/2011 Common Stock 3,200 10.725 D
Employee Stock Option 08/18/2004(2) 08/18/2013 Common Stock 5,000 26.44 D
Employee Stock Option 07/15/2004(3) 07/15/2012 Common Stock 4,000 11.725 D
Employee Stock Option 07/10/2004(4) 07/10/2010 Common Stock 1,200 8.625 D
Common Stock Option 07/12/2004(5) 07/12/2009 Common Stock 600 13.9375 D
Explanation of Responses:
1. The original grant was for 4,000 shares, of which 1,600 shares vested, of which 800 were exercised prior to the date hereof and 800 are exercisable as of the date hereof. The remaining 2400 shares vest in 800 increments on 7/16/2004, 7/16/2005 and 7/16/2006.
2. These original 5,000 shares vest annually in 1,000 share increments beginning on 8/18/2004 with the final vesting on 8/18/2008.
3. The original grant was for 4,000 shares, of which 800 shares have vested prior to the date hereof and are exercisable as of the date hereof. The remaining 3,200 shares vest in 800 share increments on 7/15/2004, 7/15/2005, 7/15/2006 and 7/15/2007.
4. The original grant was for 3,000 shares,of which 1800 shares vested and were exercised prior to the date hereof. The remaining 1,200 shares vest in 600 share increments on 7/10/2004 and 7/10/2005.
5. The original grant was for 3,000 shares, of which 2,400 shares vested and were exercised prior to the date hereof. The remaining 600 shares vest on 7/12/2004.
Remarks:
/Mary Margaret Heaton/ Attorney in Fact for John A. Baumgartner, Jr. 07/12/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.